Map
Company
Wholesale Banking / Treasury
Internet Portals
Wealth Management
Margin Trading
Prime Brokerage
Broker-Dealers
 • Spectrum BROKER
 • Spectrum WAREHOUSE
 • Spectrum's Technology
     Advantage

Fund Managers
Corporations


As trading volume and client sophistication increases, Broker-Dealers must deploy portfolio management solutions which can accommodate multiple asset classes while maintaining integrated risk, collateral management, settlement, accounting and client information publishing capabilities. Spectrum Broker satisfies all these needs within one integrated solution.


Broker


Spectrum Broker is a comprehensive cross-product trade management platform for Broker-Dealers. Within one integrated platform, clients' Foreign Exchange and Derivative positions can be monitored in real-time. Spectrum Broker's robust architecture can easily handle high volume trading activity. The integrated risk engine provides real-time monitoring of both credit and collateral limits, providing instant information and automated notification of any limit breach. Information published by the risk engine is readily available for Web reporting as well as Web portals, with real-time updates using XML Web Services. Many Broker-Dealers rely on Spectrum Broker for its comprehensive functionality, robust data model, flexible analytics, and fast processing.

• Trade Management and Risk Management for FX Spot, Forward and Option Transactions
• Fast Execution and Volume Scalability While Preserving Pre-Netted Trade Details
• Real-Time Collateral and Credit Limit Monitoring with Pre-Trade Margin and Limit Checks
• Integrated Web Publishing for Comprehensive Reporting
• Highly Professional Multi-Lingual Correspondence including Online Statements,
    Transaction Confirmations, and SMS and Email Notifications
• Flexible Integration with Multiple Dealing Systems



Warehouse


Spectrum Warehouse is a comprehensive and integrated cross-product trade management platform. Within one integrated platform clients' Foreign Exchange, Money Market, Fixed Income, Equity and Derivative positions can be monitored in real-time. The robust Spectrum Warehouse architecture facilitates the traders' or relationship managers' ability to provide the highest degree of customer satisfaction through the ability to monitor all client positions, no matter the asset class. Trade details captured in almost any front-office solution can be automatically passed along to the Spectrum Warehouse, providing real-time monitoring of both credit and collateral limits, and automated notification of any limit breach.

• Global Cross-Product Trade and Risk Management
• Comprehensive Coverage of FX, Interest Rate, Equity and Derivative Instruments
• Real-Time Collateral and Credit Limit Monitoring with Pre-Trade Margin and Limit Checks
• Flexible Integration with Multiple Front-Office and Back-Office Systems
• Fast Execution and Volume Scalability While Preserving Pre-Netted Trade Details
• Integrated Web Publishing for Comprehensive Reporting
• Highly Professional Multi-Lingual Correspondence including Online Statements,
     SMS and Email Notifications

Spectrum


Built on Web service standards, Microsoft .NET-connected software makes the "real-time" enterprise a reality by enabling information to flow seamlessly, from Front- to Back-Office. Real-time processing delivers incredible value for on-line Portfolio Analytics, comprehensive Credit Limits and Collateral Management, and Desktop Alerts, all without having to wait while the system is updated. Using .NET-connected software also means users work more efficiently through the use of highly automated processes, with less time devoted to manual intervention or reconciliation.

• Built Using Microsoft .NET Technology
• Programming Languages are C# and C
• 4-Tiered Architecture for Speed, Reliability and Scalability
• Choice of MS SQL Server or Sybase for the Database
• Comprehensive Data Publishing
• Horizontally Scalable
• Seamless Integration via XML, with Standard Interfaces to Trading and Accounting Systems
• Highly Secure for Internal Operations and for Web Publishing